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Form-Based Development Codes <br />By David Rouse, AICP, and Nancy Zobl, AICP <br />New development codes are emerging that focus on regulating physical form as an <br />alternative to conventional Euclidean zoning. <br />The conventional zoning model in use through- <br />out the United States is based on the separa- <br />tion of residential, commercial, and industrial <br />uses, density controls, and proscriptive stan- <br />dards for key development attributes (e.g., <br />building setbacks and heights). The historical <br />antecedents of this model include the igz6 <br />Supreme Court decision in the case of Village of <br />Euclid vs. Ambler Realty Co., which legitimized <br />the separation of uses to protect the public <br />health, safety, and welfare, and the i9i6 New <br />York City zoning code, which established <br />dimensional requirements to permit light and <br />air and prevent overcrowding. Published in the <br />igzos, the Standard State Zoning Enabling Act <br />was ultimately adopted by all 5o states. It is still <br />the basic model used by jurisdictions to regu- <br />late development, although many features have <br />been added to local codes over the years to <br />address emerging issues (e.g., overlay districts <br />and environmental performance standards). <br />In recent decades, dissatisfaction with <br />the perceived effects of conventional zoning <br />on urban and suburban landscapes has <br />grown among citizens and practitioners. <br />While a variety of factors have worked <br />together to promote development trends, <br />such as the loss of traditional urban form <br />and proliferation of commercial strip devel- <br />opment and "cookie cutter" subdivisions, <br />zoning has been identified as a primary cul- <br />prit. On the one hand, the separation of <br />In reaction to these trends, new, form- <br />based approaches to development regulation <br />are being proposed as alternatives to conven- <br />tionalzoning. These approaches can be charac- <br />terized as prescriptive or contextual in nature. <br />Prescriptive approaches seek to codify the phys- <br />icalparameters of development based upon a <br />normative position on ideal urban form (typi- <br />callyderived from the pre-World War II model of <br />traditional development). Contextual <br />approaches, on the other hand, look to the <br />characteristics ofthe surrounding environment <br />for guidance in regulating the physical form of <br />new development. Collectively, these <br />approaches are referred to as form-based devel- <br />opment codes. A basic premise of form-based <br />development codes is that the regulation of <br />physical form (not use) is the key to producing a <br />better built environment. <br />The following text describes the basic <br />features of three different types of form-based <br />development codes: Form-Based Coding, <br />Form District Zoning, and the SmartCode. For <br />each type, a series of questions is posed <br />regarding its application in regulations <br />adopted by local jurisdictions, based upon a <br />selected case study. These questions are: <br />^ How comprehensive is its application? <br />Does it address the entire community or <br />discrete areas within the community? Does <br />it replace or supplement conventional zon- <br />new, practical experience in administering <br />them is limited. As interest in alternatives <br />to conventional zoning continues to grow, <br />more communities will implement form- <br />based regulatory approaches. This article <br />describes the initial experiences of some of <br />these communities, with the proviso that <br />the advantages and disadvantages of dif- <br />ferentapproaches will become clearer as <br />they are further tested in practice: <br />FORM-BASED CODING <br />Form-based coding emerged out of the New <br />Urbanist movement of the late 198os and <br />early i99os. New Urbanism is based on the <br />concept of walkable neighborhoods and small <br />towns, with the compact, mixed-use develop- <br />ment patterns of the pre-World War II era as <br />models. Form-based coding is a regulatory <br />approach designed to shape the physical <br />form of development while setting only broad <br />parameters for use. According to Peter Katz, <br />former director of the Congress for the New <br />Urbanism and a proponent ofthis approach, <br />form-based codes focus on what is desirable <br />rather than what is forbidden, the underlying <br />principles having their foundation in a vision <br />or plan developed through community work- <br />shops and charrettes. Regulatory standards <br />prescribe physical elements, such as building <br />height, setbacks, lot size, parking location, <br />etc., to achieve quality design in context with <br />surrounding areas. They also seek to integrate <br />private development with the public realm, <br />typically addressing the character of civic <br />buildings, public streets, and civic spaces. <br />In theory, form-based coding is a com- <br />prehensive, communitywide approach <br />designed to achieve better physical devel- <br />ing systems? <br />uses and limits on density have contributed ^ How does it deal with the regulation of use, <br />to excessive consumption of land (suburban <br />sprawl). On the other, zoning's lack of a <br />positive prescription for physical form has <br />facilitated the intrusion of incompatible <br />development types into traditional urban ' <br />neighborhoods and districts. <br />the focus of conventional zoning? <br />^ How is it working in practice? <br />Form-based development codes are an <br />emerging concept implemented by a small <br />but increasing number of jurisdictions to <br />date. Because those codes are relatively <br />ZONINGPRACTICE 05.04 <br />AMERICAN PLANNING ASSOCIATION I page 2 <br />