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5.2a ERMUSR 04-13-2021
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5.2a ERMUSR 04-13-2021
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4/12/2021 11:52:06 AM
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4/12/2021 11:52:06 AM
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City Government
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ERMUSR
date
4/13/2021
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Baker Tilly Capital, LLC (“BTC”), a wholly owned subsidiary of BTUS, is a limited purpose broker/dealer <br />registered with the SEC and member of the Financial Industry Regulatory Authority (“FINRA”). BTC <br />provides merger & acquisition, capital sourcing and corporate finance advisory services.BTC may provide <br />transaction advisory services to clients of BTMA. <br />Baker Tilly Financial, LLC (“BTF”), a wholly owned subsidiary of BTUS, is an investment adviser <br />registered with the SEC. BTF provides both discretionary and non-discretionary portfolio management, , <br />consulting and retirement plan management services to individuals and retirement plans. BTF may provide <br />advisory services to the clients of BTMA. <br />BTMA has no other activities or arrangements that are material to its advisory business or its clients with a <br />related person who is a broker-dealer, investment company, other investment adviser or financial planner, <br />bank, law firm or other financial entity. <br />CERTIFICATION <br />The City and the Commission have authorized the distribution of the Preliminary Official Statement for use <br />in connection with the initial sale of theSeries 2021BBonds and a Final Official Statement following award <br />of the Series 2021B Bonds. The Purchaser will be furnished with a certificate signed by the appropriate <br />officers of the Citystating that the Cityexamined each document and that, as of the respective date of each <br />document and the date of such certificate, each document did not and does not contain any untrue statement <br />of material fact or omit to state a material fact necessary, in order to make the statements made therein, in <br />light of the circumstances under which they were made, not misleading. <br />(The Balance of This Page Has Been IntentionallyLeft Blank) <br />- 27 - <br />292 <br />
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