SWCSR 12 19 2018 - Laserfiche WebLink

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• 3. If the applicant is a corporation or a limited partnership, is the transferee/assignee formed under the laws of, or duly qualified to transact business in,the State or other jurisdiction in which the system operates? Yes ® NJ If the answer is No,explain in an Exhibit. Exhibit No. 4 4. Has the transferee/assignee had any interest in or in connection with an application which has been dismissed or denied by any franchise authority? 'Yes E No If the answer is Yes,describe circumstances in an Exhibit. _ Exhibit No. 5 5. Has an adverse finding been made or an adverse final action been taken by any court or administrative body with respect to the transferee/assignee in a civil,criminal or administrative proceeding,brought under the provisions of any law or regulation related to the following: any felony;revocation,suspension or involuntary transfer of any authority(including cable franchises)to provide video programming services;mass media related antitrust or unfair competition;fraudulent statements to another governmental unit;or employment discrimination? ❑ Yes ® No If the answer is Yes,attach as an Exhibit a full description of the persons and matter(s)involved, including an identification of any court or administrative body and any proceeding(by dates and file numbers,if Exhibit No. applicable),and the disposition of such proceeding. 6 6. Are there any documents, instruments,contracts or understandings relating to ownership or future ownership rights with respect to any attributable interest as described in Question 2(including,but not limited to, non-voting stock interests, beneficial stock ownership interests,options,warrants,debentures)? ❑ Yes ® No If Yes,provide particulars in an Exhibit. Exhibit No. —� N/A 7. Do documents, instruments,agreements or understandings for the pledge of stock of the transferee/assignee,as security for loans or contractual performance,provide that: (a)voting rights will remain with the applicant,even in the event of default on the obligation; (b)in the event of default,there will be either a private or public sale of the stock; and(c)prior to the exercise of any ownership rights by a purchaser at a sale described in(b),any prior consent of the FCC and/or of the franchising authority,if required pursuant to federal, state or local law or pursuant to the terms of the franchise agreement will be obtained? ❑ Yes ® No If No,attach as an Exhibit a full explanation. _ Exhibit No. 7 SECTION III -TRANSFEREE'S/ASSIGNEE'S FINANCIAL QUALIFICATIONS 1. The transferee/assignee certifies that it has sufficient net liquid assets on hand or available from committed resources to consummate the transaction and operate the facilities for three months. Yes ❑ No 2. Attach as an Exhibit the most recent financial statements,prepared in accordance with generally accepted accounting principles,including a balance sheet and income statement for at least one full year,for the Exhibit No. transferee/assignee or parent entity that has been prepared in the ordinary course of business,if any such 8 financial statements are routinely prepared. Such statements,if not otherwise publicly available,may be marked — CONFIDENTIAL and will be maintained as confidential by the franchise authority and its agents to the extent permissible under local law. SECTION IV-TRANSFEREE'S/ASSIGNEE'S TECHNICAL QUALIFICATIONS Set forth in an Exhibit a narrative account of the transferee's/assignee's technical qualifications,experience and expertise regarding cable television systems,including,but not limited to,summary information about appropriate management personnel that will be involved in the system's management and operations. The transferee/assignee may,but need not,list a representative sample of cable systems currently or formerly owned or operated. Exhibit No. 9 SMRH:22807101 1.1 -4-