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<br />American Planning Associacion 29 <br /> <br /> <br />conservation restnctlon on a portion of a <br />property as a condition of approving the con- <br />struction of a house. New York's Court of <br />Appeals ruled in the town's favor in Decem- <br />ber in Smith v. Town of Mend on. Three of the <br />judges on the seven-member court dissented <br />sharply, however, arguing that the restriction <br />was a taking under established U.S. Supreme <br />Court precedents. <br />The judges' discussion of those precedents <br />is significant because the Supreme Court has <br />not yet squarely addressed the constitutional- <br />ity .onditions imposed on permit applica- <br />ti~at fall short of aJandowner's forced <br />dedication of property to a municipality or <br />some other entity. <br />Paul and Janet Smith applied for site plan <br />approval to build a house on their 9.7-acre <br />parcel in Mendon (pop. 8,370), 12 miles south <br />of Rochester. In the past 20 years, the town has <br />made a concerted effort to retain its semi-rural <br />character, using tools such as environmental <br />protection overlay districts (EPODs). The <br />EPODs restrict construction on steep slopes, <br />sensitive lands bordering a major creek, estab- <br />lished wooded areas, and floodplains. They <br />bar any land disturbance in these districts, <br />unless it is shown that the activity would not <br />harm the protected land and that there is no <br />reasonable alternative to the activity. <br />Some of the Smiths' lot is subject to the <br />EPODs, but they had planned to build on the <br />non-EPOD portion. After reviewing the plan, <br />the Mendon planning board concluded that <br />the construction was not likely to result in any <br />adverse environmental impacts. Nevertheless, <br />the board required that the Smiths file a <br />cOlation restriction on any development <br />wi he EPOD areas. The restriction would <br />also egally bind subsequent owners. <br />The Smiths sued, claiming the restriction <br />was an unconstitutional taking. The trial court <br />dismissed the case, but the intermediate ap- <br />pellate court affirmed that there was no taking <br /> <br />30 Planning March 2005 <br /> <br />INFORMATION <br /> <br /> <br /> <br />because the restriction was reasonably related <br />to the town's goal of preserving environmen- <br />tally sensitive land. <br /> <br /> <br />The Court of Appeals rejected the Smiths' <br />argument that the conservation restriction <br />was an exaction according to the standards <br />set in 1987 by the Supreme Court in Nollan <br />v. Cal~fornia Coastal Commission and in Dolan <br />v. City ofTigard, a 1994 Oregon case. Exac- <br />tions, the N ew York court said, are land-use <br />decisions that condition development approval <br /> <br />~~ <br /> <br />-tivel <br /> <br /> <br />on the dedication of property to public use. <br />Such conditions may be unconstitutional in a <br />narrow class of cases. <br />In Nollan, the commission refused to <br />permit construction unless the landowner <br />granted an easement for a public pathway. <br />In Dolan, the city conditioned a permit on <br />the owner's dedication of part of her prop- <br />erty for improvements to a storm drainage <br />system and a bicycle path. Both actions <br />were ruled takings. <br />In contrast, the Smith case dealt with no <br />actual dedication of land to public use, the <br />court said. Under the town's restriction, <br />the Smiths could still exclude others from <br />their land. The court said it saw no reason <br />to extend the concept of exactions in a case <br />where the restriction merely put conditions <br />on development. <br />Therefore, the court said, it would examine <br />the development condition under the stan- <br />dard the Supreme Court laid down in 1980 in <br />Agins v. City ofTiburon. First, contraty to the <br />Agins standards, the restriction did not reduce <br />the value of the Smiths' property very much, <br />let alone deny them economically viable use <br />of it. Given the restrictions the EPOD ordi- <br />nance already imposed, the parts of the prop- <br />erty covered by the new restriction had little <br />development value anyway. <br />Second, the restriction substantially ad- <br />vanced a legitimate government interest: It <br />would preserve sensitive areas in perperu- <br />ity, put future buyers on notice of the de- <br /> <br />velopment restrictions, and give the town <br />an effective means of enforcing its EPOD <br />regulations. <br /> <br />~.:)~~~~~~.nt~ <br /> <br />\\-:a~ PXt:~,~~~,i~.)n <br /> <br />There were two dissenting opinions. Judge <br />Susan Read, joined by Judge Robert Smith, <br />contended that the case fell squarely within <br />the Nollan/Dolan takings analysis. The re- <br />striction was a conservation easement as de- <br />fined by N ew York's environmental conserva- <br />tion law, Read stated. "The majority is therefore <br />simply wrong when it asserts that the town is <br />not requiring a dedication of property to pub- <br /> <br />~ <br /> <br />lic use," when it requires such an easement, <br />she said. <br />Judge Read also disagreed with the majority's <br />view that a permit condition does not amount <br />to an exaction unless it infringes on the prop- <br />erty owner's right to exclude others or man- <br />dates public access. <br /> <br />Nn ",,!.;('niia! IH'X us <br />In Smith, Judge Read said, the site plan ap- <br />proval was conditioned on giving the town a <br />conservation easement, and that amounted to <br />an exaction. In takings jurisprudence, "public <br />use" is synonymous with public purpose or <br />public benefit. The easement was in fact a <br />dedication of property to a public use-its <br />entire justification was to confer an environ- <br />mental benefit on the public. <br />The restriction would serve a legitimate <br />town interest, Judge Read continued. But, as <br />in Nollan, there was no "essential nexus" be- <br />tween the exaction and the harm, if any, the <br />proposed construction might cause. <br />In the other dissenting opinion, Judge <br />Victoria Graffeo argued that the town's ac- <br />tion amounted to a taking even under the <br />Agins standard because the restriction failed <br />to advance the town's interest further than <br />did the existing EPdD regulations. "Ad hoc <br />imposition of a conservation restriction as a <br />condition to site plan approval does not fur- <br />ther additional legitimate environmental con- <br />cerns in a meaningful way and is simply over- <br />kill," she declared. <br />