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5.1. ERMUSR 06-14-2016
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5.1. ERMUSR 06-14-2016
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6/15/2016 2:27:30 PM
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City Government
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ERMUSR
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6/14/2016
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In addition to the items listed above, the Annual Report shall include Audited Financial Statements <br /> submitted in accordance with Section 3 of this Disclosure Certificate. <br /> Any or all of the items listed above may be incorporated by reference from other documents, <br /> including official statements of debt issues of the Commission or related public entities, which have been <br /> submitted to the Repository or the SEC. If the document incorporated by reference is a final official <br /> statement, it must also be available from the MSRB. The Commission shall clearly identify each such other <br /> document so incorporated by reference. <br /> Section 5. Reporting of Material Events. <br /> (a) This Section 5 shall govern the giving of notice of the occurrence of any of the following <br /> events("Material Events")with respect to the Bonds: <br /> 1. Principal and interest payment delinquencies; <br /> 2. Non-payment related defaults,if material; <br /> 3. Unscheduled draws on debt service reserves reflecting financial difficulties; <br /> 4. Unscheduled draws on credit enhancements reflecting financial difficulties; <br /> 5. Substitution of credit or liquidity providers, or their failure to perform; <br /> 6. Adverse tax opinions, the issuance by the Internal Revenue Service of proposed or final <br /> determinations of taxability, Notices of Proposed Issue (IRS Form 5701—TEB), or other <br /> material notices or determinations with respect to the tax status of the security, or other <br /> material events affecting the tax status of the security; <br /> 7. Modifications to rights of security holders,if material; <br /> 8. Bond calls,if material,and tender offers; <br /> 9. Defeasances; <br /> 10. Release, substitution,or sale of property securing repayment of the securities,if material; <br /> 11. Rating changes; <br /> 12. Bankruptcy,insolvency,receivership or similar event of the obligated person; <br /> 13. The consummation of a merger, consolidation, or acquisition involving an obligated <br /> person or the sale of all or substantially all of the assets of the obligated person, other <br /> than in the ordinary course of business,the entry into a definitive agreement to undertake <br /> such an action or the termination of a definitive agreement relating to any such actions, <br /> other than pursuant to its terms,if material; and <br /> 14. Appointment of a successor or additional trustee or the change of name of a trustee, if <br /> material. <br /> (b) The Commission shall file a notice of any Material Event with the Repository or with the <br /> MSRB within ten(10)business days of the occurrence of the Material Event. <br /> II-4 <br /> 160 <br />
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